Financial Market Regulations in India

IMPORTANT

Financial Market Regulations in India: Overview

This topic covers concepts, such as Financial Market Infrastructures, Recommendations for Securities Settlement Systems, and Stock and Bond Market.

Important Questions on Financial Market Regulations in India

EASY
IMPORTANT

The Preferred dividend is divided to the required rate of return to calculate which of the following factors ?

EASY
IMPORTANT

In a CIF contract, how does the buyer recover the loss if the goods are lost or damaged in transit?

EASY
IMPORTANT

Buy back should be less than or equal to _____ % of total paid up capital.

EASY
IMPORTANT

In case of buy back the debt-equity ratio should be _____.

EASY
IMPORTANT

Stamp duty to be paid at the time of issue of the share certificate is _____.

EASY
IMPORTANT

Which of the following can be used for buy back of shares ?

EASY
IMPORTANT

Every buy back shall be completed with in _____ months from the date of passing the special resolution.

EASY
IMPORTANT

_____ companies are permitted to buy back its shares.

EASY
IMPORTANT

Bonds having zero default risk are classified as:

MEDIUM
IMPORTANT

The International Organisation of Securities Commissions (IOSCO), which developed the Objectives and Principles of Securities Regulation was founded in which of the following year?

MEDIUM
IMPORTANT

Which of the following is/are associated with 'Securities Settlement Systems'?

EASY
IMPORTANT

In which type of stock market, companies register themselves to issue their shares and raise money?

EASY
IMPORTANT

Which among the following are the uses of the stock market?

MEDIUM
IMPORTANT

What is the full form of FATF in the financial market ?

EASY
IMPORTANT

What is the meaning of bear market in the financial market?

EASY
IMPORTANT

Which of the following is/are the purpose and role of SEBI?

EASY
IMPORTANT

How many regional offices of SEBI are located in India?

HARD
IMPORTANT

Which of the following Financial Market Infrastructures acts as a trade repository for OTC interest rate and forex derivatives transactions?

HARD
IMPORTANT

Which of the following is a Financial Market Infrastructure (FMI) regulated by the RBI?

HARD
IMPORTANT

Who is the regulator of the Financial Market Infrastructures?